Home     Forum     401k     401k Rollovers
    Register   Login   Members   Search   FAQs     Recent Posts    




Need advice about potential MARKET ABUSE

Reply to topic
Money Talk > Investing, Stocks and Bonds

Author Thread
investor2378c
First Time Poster


Cash: $ 0.25

Posts: 1
Joined: 11 Oct 2016

Need advice about potential MARKET ABUSE  Reply with quote  

I have first hand knowledge that an extremely large asset manager, that claims it pursues "best execution" in all of its funds, is not pursuing the best execution in a certain fixed income product. Instead, they are transacting with a "friend," resulting in mark-ups that are the most egregious in that specific product that I have witnessed in my 15 years in the fixed income business. It is costing investors real money. Who should I contact and how do I bring this behavior to light?
Post Tue Oct 11, 2016 8:00 pm
 View user's profile Send private message
ken-do-nim
Full Member


Cash: $ 15.40

Posts: 76
Joined: 08 Sep 2016
Location: Mansfield, MA
 Reply with quote  

The SEC I think.
Post Thu Oct 13, 2016 4:11 pm
 View user's profile Send private message

Reply to topic
Forum Jump:
Jump to:  
  Display posts from previous:      





Money Talk © 2003-2016